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What Issues Should I Consider When Reviewing My Investments?

Category:
General, Assets and Investment Planning
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Whether you are advising novice or experienced investors, it is critical to review their investment portfolios as part of the financial planning process. Particularly during times of uncertainty and volatility, a portfolio review can help you and your clients evaluate and confirm their strategy, ensuring alignment with their financial goals.  This can also be a helpful tool to use with prospective clients who come to you looking for a second opinion.

This checklist helps guide your conversations with clients when reviewing their investment portfolios, and covers:

  • Investment objectives
  • Time horizon and risk tolerance
  • Diversification and asset allocation
  • Tax management, including capital gains and the NIIT
  • Performance monitoring

 

Updated 12/1/2022

Click here for a client-facing email template.


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